Consumer Compliance Analyst

Our client is in the Banking Industry and are currently searching for a Consumer Compliance Analyst to be a part of their team.

Qualifications / Requirements

  • Prior experience (5 years) in a financial institution.
  • Bilingual a must (English and Spanish).
  • Good writing skills.
  • Good verbal communication skills.
  • Ability to research, read, analyze and interpret technical reading material, especially Banking laws and Regulations.
  • Good knowledge of Windows applications.(especially in Word, Excel, and Outlook).

 

Responsibilities

  • Assist VP, Consumer Compliance Officer in the development and implementation of consumer compliance policies and procedures.
  • Stay abreast of new regulations, ensuring the Bank maintains current with the implementation of new regulatory requirements.
  • Assist VP, Consumer Compliance Officer in creating and implementing a consumer compliance review program.
  • Assist in the development of risk assessment for Consumer Compliance.
  • Responsible for ensuring Compliance Manuals are kept current.
  • Assist VP, Consumer Compliance Officer in correcting findings as the result of compliance reviews, internal audits and examinations.
  • Conduct monthly, quarterly and/or annual reviews as assigned by the VP, Consumer Compliance Officer.
  • Assist in the review of the HMDA-LAR prior to submission.
  • Assist in the review of the CRA Performance Evaluation and the CRA Public File.
  • Assist in the review of Advertising Ads and brochures for products & services.
  • Assist in the gathering of information and response to External Auditors on Consumer Compliance Audit Reports.
  • Assist in the gathering of information and response to Regulatory Agencies on Consumer Compliance Examination.
  • Assist in the gathering of information and completion of the Compliance Committee reports.
  • Assist in the coordination and follow-up of trainings assigned to Bank’s employees.
  • Any other duties or projects requested by VP, Consumer Compliance Officer.

 

Education / Training

  • Bachelor’s Degree or higher preferred or equivalent experience.

Background

 

Other